Filter Optimization for Carrier-Frequency- and Timing-Offset in Universal Filtered Multi Carrier Systems

Universal Filtered Multi-Carrier (UFMC) is a novel multi-carrier modulation technique which can be seen as a generalization of filtered OFDM and filter bank based multicarrier (FBMC-FMT). Being a candidate waveform technology for 5G wireless systems, it combines the simplicity of OFDM with the advantages of FBMC. The FIR-filter, used in UFMC to filter a group of subcarriers, is a key design parameter to gain more robustness in a relaxed synchronization condition, i.e. time-frequency misalignment. It was shown in previous work that very significant SIR improvement can be achieved for UFMC by optimizing the FIR-filter, taking carrier frequency offset into account. In this paper, we optimize the FIR-filter design in UFMC by taking both carrier frequency and timing offset into account in an uplink multi-user FDMA scenario. From the simulation results, up to 3.6 dB SIR improvement can be achieved with the optimized FIR filter compared to UFMC with nonoptimized Dolph-Chebyshev filter and 15.1 dB against classical CP-OFDM system respectively, provided that the normalized carrier frequency and timing offset are uniformly distributed in the interval +-5%.